Greg Mendoza

Manager of Operations/ Chief Compliance Officer

Greg Mendoza serves as Manager of Operations and Chief Compliance Officer within the firm providing daily oversight to the Client Service and Portfolio Management teams at WaterOak Advisors. He specializes in operational efficiency and compliance management and also serves as the firm’s Chief Compliance Officer.

Greg brings 25 years of experience to WaterOak Advisors.  Greg started his career in New York City in 1993 with National Financial Services Corporation working in margin, cashiering and risk management departments.  He transferred to Florida in 2000 working in Operational roles at both Fidelity Investments and Charles Schwab.

Born and raised in New York City, Greg currently resides in Orlando with his wife and two children.

COMMITTEE MEMBERSHIP

  • Head of Compliance Committee
  • Investment Committee

EDUCATION & DESIGNATIONS

  • B.S. in Business Management from St. John’s University
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